Capital markets and investment funds

Why? 

The capital markets and investment funds sector is highly regulated and complex, where precise legal advice is essential for secure and effective operations. Our goal is to provide clients with the support they need to navigate regulatory frameworks confidently, execute ambitious investment projects and build lasting competitive advantage. 

For whom? 

We provide services to a wide range of capital market and investment participants, including: 

• brokerage houses and financial institutions,
• public companies and issuers of financial instruments,
• investment fund management companies and funds – both traditional and alternative,
• individual and institutional investors engaged in complex investment projects via funds and alternative investment companies (AICs). 

How? 

We offer comprehensive legal and regulatory advisory services at every stage of capital markets activity and investment fund operations. 

Our support includes: 

• regulatory and transactional advice on public and private offerings, including initial public offerings (IPOs), secondary offerings and bond issuances,
• preparation and negotiation of offering and fund documentation,
• compliance support and cooperation with supervisory authorities, such as the Polish Financial Supervision Authority (KNF) and the Warsaw Stock Exchange (GPW),
• creation, financing and restructuring of investment funds – including traditional funds, alternative funds and alternative investment companies (AICs),
• investor advisory services on the structuring and execution of fund investments,
• identification and mitigation of legal risks related to investment activities and tax optimization support.